Dr. Carson is Professor of American History at Grove City College, Pennsylvania. Among his earlier writings in THE FREEMAN were his series on The Fateful Turn and The American Tradition, both of which are now available as books.
The attraction of ameliorative reform is the promise of a better world in which to live. There may be some exceptions to this rule, notably for those who find in reformist activity the means of exercising power over people. But for the generality of people improvement, not power, has been the lure. They have been drawn into the labyrinth of reform programs by visions of what the world would be like when the reformers had instituted their reforms. Utopian visions have been the magnets pulling peoples into the orbits of reformers.
Yet, so far as we know, most people have rejected and do reject the possibility of utopia. “Utopian” is a term of derision for describing impractical dreamers. The more practical minded perceive the fallacies in the utopian blueprint. Those with keener imaginations foresee the emptiness of utopia, even if it were possible. Man was meant to strive, some will say; contentment is for cows. Even so, it may be that the argument against utopia that has the broadest appeal is the manifest impossibility of achieving it. In short, man and the universe are not so constructed as to make utopia possible.
But the reformist bent has triumphed in America, and in many other places, in our day. And ameliorative reform has as its implicit goal the achievement of utopia. How can this state of affairs have come about? How can men have rejected utopia and embraced reforms which have as their end the achievement of utopia?
From Reality to Utopia
Two developments made such a contradiction appear not to be one. First, there was the cutting loose and flight from reality. This did not make utopia appear possible to most sane people, but it did help to render programs and plans drawn from utopian visions apparently feasible. Second, a particularization of utopia took place, and social reformers advanced what appeared to be limited programs which they hoped would move them to their ultimate goal. At the same time, though, that the means were particularized in specific programs, the goal was generalized into such hazy rhetorical phrases as peace, prosperity, and progress. Thus, a reversal of the utopian mode occurred as the attempts were made to actualize utopia. In utopian literature, the goal—the good society—is often pictured in luxuriant detail; while the means to the arrival at this goal are not usually specified. Note that the utopian could thus avoid the odium that would be associated with the coercion and revolution by which his goal has to be pursued, and the reformer could avoid the disrepute attached to utopianism.
It is hazardous, however, to follow a general analysis of these developments any further. These generalizations do not do full justice to the complexity of the phenomena. Moreover, the above formulations may be interpreted as implying that utopians and reformers have intentionally played down or remained silent about certain facets of their programs. This may not have been the case. On the contrary, utopians did not envision the force and violence which would accompany efforts to arrive at their goals. By a similar myopia, reformers need not know that they are utopians. It must be kept clear that intellectuals have not only drawn others into an illusory mental realm; they are quite often victims of the same delusions. This was made possible by the flight from reality. But the point at hand is that the impetus to the flight from reality which has eventuated in the triumph of melioristic reform was provided by utopian visions, though these have long since receded beyond the horizon from whence today they emit the colors that are identified by believers as peace, prosperity, and progress.
The American “Lag”
Those advancing the flight from reality had great difficulty in launching America. The fact has not been sufficiently appreciated. When writers note that Americans did not rush to adopt ameliorative reforms as avidly as Europeans, the matter is often treated as the “social lag” of Americans. Americans “lagged” more than fifty years behind Germans in providing certain kinds of “insurance” programs for workers. Americans “lagged” many years behind England in providing old-age pensions, and some several years in empowering labor unions. Contrariwise, France is far ahead of the United States in rent controls (and in housing shortages), and England is much further along the road to completely socialized medicine.
The matter can and should be described in quite different terms. Americans held out against the lure of utopia, the promises of reformers, the blandishments of revolutionaries much longer than many Europeans. Reform, when it came to America, was more moderate and mild than in most European countries, and did not so drastically alter the existing situation. Still, it has come, and the gradualness of the movement has obscured for many Americans the import of it.
There were tremendous obstacles to the triumph of reformism in America. The institutions, traditions, habits, and beliefs of Americans ran counter to the outlook and practices associated with ameliorative reform. But, the casual observer might object, on these grounds reformism should have come much more readily to America than to Europe. No country was more deeply locked in age-old ways than Russia. The British tradition was hoary with age before America was an adolescent. Surely, America was more flexible than bureaucrat-ridden France, the American more amenable to reform than the Slavic peasant. Besides, the governments in America were generally more responsive to the populace than in Europe.
The greatest weakness in these objections is a misunderstanding of how reformism has been advanced, and by whom. If the “people” had originated and advanced ameliorative reform, it should have come very early to America. Traditions and customs in America were not so firmly fixed as in many countries. On the other hand, popular government was much better provided for in America than in most countries. To blame governmental intervention and security programs upon democracy, however, is to confuse effect with cause. Undoubtedly, there are now many people who have vested interests in certain governmental programs, and there are many others who have accepted the notion that their prosperity is due to the efforts of politicians. But these are effects, not causes, though they do contribute to the continued feasibility of politicians advancing ameliorative reform. Reforms were and are advanced by intellectuals (and their satraps among the bureaucracy). In any country where there was a moderately enlightened electorate, it has taken many years of vigorous activity to get a majority for reforms of any great dimensions. The experience of reformers in England and America should give ample evidence for this statement.²
Drastic social reforms were introduced most readily in Russia, Germany, and Italy. It was the work of intellectuals, or pseudo-intellectuals. These were countries without a lengthy experience in popular governments, but countries within which tradition was strong. But the intellectuals were—as they have tended to be increasingly everywhere—disaffect‑ed from the tradition. Not only was tradition without effective spokesmen quite often, but also the populace was inexperienced in defending it.
Stabilizing Influences
In America, things were quite different. The United States Constitution had been formed by the leading thinkers in America. Much of the political tradition had taken shape in the historical memory of much of the populace. The traditions had been freely formed, for the most part, and had the support of intellectuals for most of the nineteenth century. Americans revered their institutions, took pride in them, were accustomed to thinking of them as the best in the world.
Equally important as an obstacle to reform was the character of American institutions. The United States Constitution—and probably most state constitutions—is a conservative document. That is, the government which it provides for makes change difficult to accomplish. For a bill to become law it must be passed by a majority of the House of Representatives, a majority of the Senate, and signed by the President. Even then, it may be nullified by the courts as being unconstitutional. The Constitution can, of course, be amended, but amendments must be approved by conventions or legislatures in three-fourths of the states to become a part of the Constitution. Yet there can be no legitimate occasion for violent revolution on majoritarian grounds, for the Constitution can and has been amended, and laws can be and have been passed. (It should be noted here that reformers have managed to advance their unconstitutional programs in the twentieth century without getting the Constitution amended. How they have done this will be taken up later.)
The Constitution was the bedrock of political reality to Americans for most of their history, too. There was good reason for this belief. It was written and approved by men deeply immersed in historical experience and accustomed to attending to the enduring nature of things. It is often alleged that the endurance of the Constitution can be ascribed to its elasticity. The fact that it has lasted so long might better be attributed to its foundation in enduring realities, in realities about the nature and purpose of government, about the nature of man, about the dangers of concentrated power, and about the importance of limited action. The principles derived from these realities were the bases of the checks and balances instituted. These latter were mighty buttresses to liberty just as they were formidable obstacles to reform.
A Multiplicity of Dreams
It was with some trepidation that I decided to call this piece “An American Dream.” It is mainly about a utopian vision, and utopia was not the American dream. Indeed, there was no American dream, and this becomes apparent when the situation is viewed historically. There were many American dreams. From the earliest colonial days the diversity and multiplicity of American dreams are obvious. The Puritan leaders in New England had one kind of vision, the settlers of Virginia another. The society envisioned by Quakers in Pennsylvania was different from that of those who planted North Carolina. The dream of Roger Williams in Rhode Island differed dramatically from that of the Lords Calvert for Maryland.
Nor when a united body had been wrought out of these diverse elements did the multiplicity of dreams disappear. The American agreement, as I have pointed out elsewhere, was an agreement to disagree. American unity was not fashioned by the crushing of diversity but by providing a framework in which each man could have his own vision, dream his own dream, make his own way. If a man had visions of utopia, and some did, he was free to pursue it alone or in the company of others, so long as the others joined him voluntarily and could leave when they were ready. The American way was the voluntary way. It was, in essence, individualistic.
Religious and Political Liberty
Still, there were dreams shared by a sufficient number of Americans that they could be called American dreams. One of the earliest and deepest of these was the desire of men to practice their religious beliefs freely. For most, this was not yet a vision of religious liberty when the earliest settlements in English America were made. The Pilgrims only wanted a place to practice their own version of Christianity; so it was, too, with that larger group of people known as Puritans. They drove out dissenters from among them, proclaiming that those who disagreed with them were free—free to go! Even the enlarged view of religious freedom in Maryland after 1649 encompassed only those who prescribed to certain tenets of religious orthodoxy. Some of the Anglican colonies—notably
There was another shared dream, too. It is aptly described in a phrase used by Dumas Malone and Basil Rauch as the title of a textbook for American history. Americans hoped to create an Empire for Liberty³The word “empire” had not been loaded with pejorative connotations at the time of the founding of the Republic. It was still a descriptive word. It meant the presence of diverse peoples—diverse in origin, in religion, in language, and so on—under one system of government and one flag. The dream of an empire for liberty in America, then, was the dream of many peoples united by a single constitution, one which protected them in their diversity and provided for individual liberty. This was the American political dream, and it came very close to realization in the course of the nineteenth century.
Many individuals shared a dream, too, each for himself. The essence of the vision is captured in the phrase, personal independence. Americans used more earthy phrases to describe the vision: “to be one’s own man,” “to be beholden to no man,” “to be free, white, and twenty-one.” The articulation of this vision ranged from Thomas Jefferson’s prized yeoman farmer to Horatio Alger’s youth who made good in the big city. The dream was realized (and still is) by many Americans, though not all went from bobbin boy to industrial magnate as did Andrew Carnegie or from obscurity to great influence as did Dwight L. Moody. But affluence and influence were the further reaches of the dream, for it could be both modestly envisioned and fulfilled. For most, it involved such things as a home of one’s own, a shop or store with a dependable clientele, a farm free of debt, and so on through the variation of goals which free men may set for themselves.
These were not visions of utopia, nor of euphoria. They involved hard work, careful husbandry, continued striving, and perchance the faith that if one had shown himself a worthy steward of his possessions, there would await him at the end of life the inimitable praise, “Well done…,” promised in religious teachings. The utopian dream is the opposite of the American dreams. It is a vision of earthly bliss, not of struggle and accomplishment. It is a collective vision, not an individualistic one. The vision is one for society, and everyone in society must be drawn into it, whether he will or no. It is monolithic; diversity must yield to uniformity and conformity for it to be realized (if it could be). Utopians have, of course, pictured release and “freedom” for individuals in their utopias, but such evidence as we have from attempts to create utopias indicates that no importance need be attached to these claims.
“The Dream” Emerges
In the course of time, though, American dreams have begun to be subsumed into An American Dream. Even in our day, individuals still dream and work for the fulfillment of their dreams—with considerable success as measured by the homes, farms, vacation cottages, and businesses that they own. But the Dream is swallowing up the dreams, as property is circumscribed by restrictions, as taxes increase at all levels, as government guarantees of security replace individual provisions for security, as inflation destroys the utility of money as a means of saving, and as people are bombarded on every hand by products of thought carried on at the level of social units rather than individuals. In short, a transformation has taken place in the type of dreams that are approved by society, and a long term effort has gone on to draw men into the mental context of a single dream or vision.
In political terms, the Dream has had a variety of names: the Square Deal, the New Freedom, the New Deal, the Fair Deal, the New Frontier, and, most recently, the Great Society. In the latter two phrases the character of the Dream is made manifest with greater clarity: it is a collective vision to be arrived at collectively by the use of government to reconstruct men and society.
The terms may be new, but the Dream is an old one. It is a utopian vision for America. The struggle to implant the vision in the minds of Americans has been a long one (and will require considerable verbiage in the telling of it), for the vision was set forth in a manner that began to appeal to some Americans in the last years of the nineteenth century. Utopian novels poured forth in great number and variety from about 1885 to 1911. As one book points out, “the 1890′s in the United States [w]as the most productive single period in the history of utopian thought.”4 Some of the more important utopias, mainly by American writers, were: Ignatius Donnelly, Caesar’s Column (1890); William Morris, News from Nowhere (1890); Thomas Chauncey, The Crystal Button (1891); Ignatius Donnelly, The Golden Bottle (1892); William D. Howells, A Traveler from Altruria (1894); H. G. Wells, The Time Machine (1895); and Edward Bellamy, Equality (1897).5
“Looking Backward”
One book, however, may have been more important than all the others combined in awakening the vision in
What was there about this book that occasioned its great impact? An examination of Looking Backward is in order. It is a novel, a romance, a fantasy. It is set in the city of Boston in the year 2000. It has its hero (Julian West) and its heroine (Edith Leete) who give the story its “love” interest. The very clever device for unfolding the story is that the hero was mesmerized in 1887 and slept unbeknownst to anyone until 2000. This device allows the reader to identify with West as he encounters the surprising changes that have occurred during his long sleep. Boston has been transformed. His first view of the city convinces him of this:
At my feet lay a great city. Miles of broad streets, shaded by trees and lined with fine buildings, for the most part not in continuous blocks but set in larger or smaller in closures, stretched in every direction. Every quarter contained large open squares filled with trees, among which statues glistened and fountains flashed in the late afternoon sun. Public buildings of a colossal size and an architectural grandeur unparalleled in my day raised their stately piles on every side. Surely I had never seen this city nor one comparable to it before.9
It was Boston all right; the familiar pattern of the Charles River assured him of that. But it was a New City he beheld, located on a New Earth. In short order he was to learn that not only had the change occurred in Boston but also throughout the United States. Beyond that, Europe had been transformed as well, and the rest of the world was in the process of a similar change. Utopia had been achieved.
In this New Age, war has been banished from the face of the earth; universal peace reigns supreme. There is no longer any crime to speak of, only something called atavism—vestigial remains of the criminal mind from another era—which produces occasional antisocial acts. There is no longer any corruption or demagoguery in politics—in fact, there is very little politics. There are no labor problems, nor any other class or group problems. All destructive activities have been banished, and a vast surge of constructiveness and creativeness has emerged. As Dr. Leete, the interlocutor of the story, describes the situation:
“It has been an era of unexampled intellectual splendor. Probably humanity never before passed through a moral and material evolution, at once so vast in its scope and brief in its time of accomplishment, as that from the old order to the new in the early part of this century. When men came to realize the greatness of the felicity which had befallen them, and that the change through which they had passed was not merely an improvement in details of their condition, but the rise of the race to a new plane of existence with an illimitable vista of progress, their minds were affected in all their faculties with a stimulus, of which the outburst of the mediaeval renaissance offers a suggestion but faint indeed. There ensued an era of mechanical invention, scientific discovery, art, musical and literary productiveness to which no previous age of the world offers anything comparable.”10
The Planned Economy
What had wrought all these marvelous changes? It all came about very simply, or so Bellamy would have us believe. All private production of goods and provision of services was taken over by the government. The economy was rationally organized—e., planned, money abolished, income equalized, production scientifically planned, competition eliminated, and men bountifully supplied with goods and services. Labor was provided by an industrial army, to which every male was subject from 21 to 45. The industrial forces were organized in great guilds, and the President of the country chosen from these. Professionals had their own organizations.
One might suppose that this drastic alteration in ways of doing things had been accomplished by revolution. Not at all; instead, it came about by peaceful evolution. Let Dr. Leete describe the process once more:
“Early in the last century the evolution was completed by the final consolidation of the entire capital of the nation. The industry and commerce of the country, ceasing to be conducted by a set of irresponsible corporations and syndicates of private persons at their caprice and for their profit, were intrusted to a single syndicate representing the people, to be conducted in the common interest for the common profit. The nation, that is to say, organized as the one great business corporation in which all other corporations were absorbed; it became the one capitalist in place of all other capitalists, the sole employer, the final monopoly in which all previous and lesser monopolies were swallowed up, a monopoly in the profits and economies of which all citizens shared. The epoch of trusts had ended in The Great Trust. In a word, the people of the
In the accomplishment of this, “’there was absolutely no violence. The change had been long foreseen. Public opinion had become fully ripe for it, and the whole mass of the people was behind it.’ “¹² Neither violence, discord, nor compulsion ushered in the new age, nor characterized relationships within it. Instead, as Dr. Leete explains to Julian West, ” ‘If I were to give you in one sentence, a key to what may seem the mysteries of our civilization…,
I should say that it is the fact that the solidarity of the race and the brotherhood of man… are… ties as real and vital as physical fraternity.’ “13
Julian West poses the obvious question at an earlier point in the book: “Human nature itself must have changed very much,” I said. “Not at all,” was Dr. Leete’s reply, “but the conditions of human life have changed, and with them the motives of human action.”14
A minister takes up the explanation:
“… Soon was fully revealed, what the divines and philosophers of the old world never would have believed, that human nature in its essential qualities is good, not bad, that men by their natural intention and structure are generous, not selfish, pitiful [full of pity], not cruel, sympathetic, not arrogant, godlike in aspirations, instinct with divinest impulses and self-sacrifice, images of God indeed, not the travesties upon Him they had seemed. The constant pressure, through numberless generations, of conditions of life which might have perverted angels, had not been able to essentially alter the natural nobility of the stock, and these conditions once removed, like a bent tree, it had sprung back to its normal uprightness.”15
The mode of the transition from the old to the new society is vague and inexplicit. Unlike Khrushchev—and Marx before him—Bellamy believed that it was possible to make omelets without breaking eggs. But no such vagueness attends the descriptions of the good society which has emerged in 2000 A. D. It is described in loving detail. Julian West visits the department stores from which goods are obtained, and the distribution system from central warehouses is amply described. The system of state issued credit which replaces money is pictured minutely. How men are got to perform the various services for society are spelled out in intricate detail.
Blueprint for Tomorrow
It does not require a great deal of imagination, either, to see that many things which Bellamy envisioned have begun to emerge in many tendencies of our day—if one ignores the compulsion, the thrust to power of politicians, the unpleasantness, and the dreary uniformity of state produced things, that is, if one removes the utopian elements. Bellamy made it clear, in a letter appended to Looking Backward, that he intended the book as predicting things to come:
Looking Backward, although in form a fanciful romance, is intended, in all seriousness, as a forecast, in ac-cordance with the principles of evolution, of the next stage in the industrial and social development of humanity, especially in this country….’6
A few examples of some “forecasts” will reveal Bellamy’s prescience. Saving is no longer a virtue in this socialist heaven. Dr. Leete explains why this is so:
“The nation is rich, and does not wish the people to deprive themselves of any good thing. In your day, men were bound to lay up goods and money against coming failure of support and for their children. This necessity made parsimony a virtue. But now it would have no such laudable object, and having lost its utility, it has ceased to be regarded as a virtue.”¹7
The explanations that are currently offered for the phenomenon differ somewhat from this, but saving is no longer generally recognized as a virtue among us. Nor in the good society pictured for us is there any longer any connection between amount of work and rewards for it. Dr. Leete is again the narrator:
“Desert is a moral question, and the amount of the product a material quantity. It would be an extraordinary sort of logic which should try to determine a moral question by a material standard…. All men who do their best, do the same. A man’s endowments, however godlike, merely fix the measure of his duty.”¹8
In short, each person receives the same income, regardless of his contribution. Greater ability only denotes greater responsibility to contribute to the general well-being. We have developed a variety of devices, notably the progressive income tax, for achieving this ideal.
Many other similar examples are given. There is no longer anything which could be called charity. Each person receives an income by virtue of his being a person, and this income is conceived of as his by right. They spend their surplus on public works, ” ‘pleasures in which all share, upon public halls and buildings, art galleries, bridges, statuary, means of transit, and the conveniences of our cities, great musical and theatrical exhibitions, and in providing on a vast scale for the recreations of the people.’ “¹9 (It could be that John Kenneth Galbraith’s recommendations for spending on the “public sector” were not as original as has been supposed.) Children are no longer dependent upon parents for their livelihood, and the only family bonds are affectional. State governments have disappeared, and such power as remains has been centralized in
Of course, Bellamy was not forecasting; he was dreaming. He was dreaming a dream which evoked or reinforced a vision which had already begun to take shape in the minds of many reformist intellectuals. He made socialism so vague as to how it was to be achieved and so bright as to the future it would bring that many began to lose their misgivings about it. Above all, he domesticated and “Americanized” socialism and contributed greatly to sowing the seeds which have produced a plant that comes nearer and nearer to being An American Dream. By 1964, Democrats in convention could evoke many of the attributes of Bellamy’s utopia as recent accomplishments or things to come in the future unabashedly. They could do this, just as Bellamy could, without reference to the compulsion, intervention, loss of vitality in human relations, power in the hands of politicians, spreading deliquency, international disorder, and terror and violence let loose in the world. In short, many people have now flown far enough from reality that they no longer distinguish between utopian fancies and the realities of the world in which they live.
This did not come about overnight, however. Some intellectuals, artists, politicians, and unwary readers may have taken up Belamy’s dream as their own in the 1890′s, but most Americans did lot. The indications are that a great preponderance of Americans who thought about it in: hose years would have agreed with Andrew Carnegie, who wrote n 1889:
…To those who propose to substitute Communism for… Individualism the answer, therefore, is: The race has tried that. All progress from that barbarous day to the present time has resulted from its displacement…. It necessitates the changing of human nature itself…. We might as well urge the destruction of the highest existing type of man because he failed to reach our ideal as to favor the destruction of Individualism, Private Property, the Law of Accumulation of Wealth, and the Law of Competition; for these are the highest results of human experience….²¹
At any rate, American voters turned back populism at the polls, rejected Bryan and his more moderate reformism, turned down the Socialist Party in election after election, and would accept only bits and pieces of reformism for many years.
Before Americans would be drawn into the orbit of the vision, their eyes had to be drawn away from viewing human nature, laws in the universe, absolutes and principles, and the record of history. A new outlook had to precede the general acceptance of the dream. The flight from reality had to be extended.
The next article in this series will concern “The Pragmatic Sanction of Flux.”
Foot Notes
1 Edward Bellamy, Looking Backward—2000-1887 (Boston: Houghton Mifflin, 1888), p. 90.
2 There is, of course, a demonstrable corollary between universal suffrage and the triumph of reformism in many countries. And reformers have been eager proponents of universal suffrage. The significance of this is not far to seek: the illiterate, unpropertied, and politically inexperienced succumb more readily than does a limited electorate to the promises of reformers.
3 (New York: Appleton-CenturyCrofts, 1960,2 volumes).
4 Glenn Negley and J. Max Patrick, The Quest for Utopia (New York: Henry Schuman, 1952), p. 138.
5 See ibid., pp. 19-20.
6 Daniel Aaron, Men of Good Hope (New York: Oxford University Press, 1951), p. 104.
7 Quoted in ibid., p. 130.
8 Quoted in ibid., p. 132.
9 Bellamy, op. cit., p. 38.
10 Ibid., p. 161.
11 Ibid., p. 56.
12 Ibid., p. 57
13 Ibid., p. 137
¹4 Ibid., pp. 60-61
15 Ibid., pp. 287-88.
16 Ibid., p. 334.
¹7 Ibid., pp. 89-90.
18 Ibid., p. 94.
19 Ibid., p. 243.
20 Ibid., p. 140. Bellamy provided something else, too, a distorted version of history in the latter part of the nineteenth century, which many a history textbook still carries. Note this description of competition. ” ‘The next of the great wastes was that from competition. The field of industry was a battlefield as wide as the world, in which the workers wasted, in assailing one another, energies which, if expended in concerted effort… would have enriched all. As for mercy or quarter in this warfare, there was absolutely no suggestion of it. To deliberately enter a field of business and destroy the enterprises of those who had occupied it previously… was an achievement which never failed to command popular admiration. Nor is there any stretch of fancy in comparing this… with actual warfare.’” Ibid., pp. 230-31.
21 Andrew Carnegie, “Wealth,” Democracy and the Gospel of Wealth, Gail Kennedy, ed. (Boston: D. C. Heath, 1949), P. 3.